Coverage Policy Manual
Policy #: 2000047
Category: Medicine
Initiated: January 1993
Last Review: February 2024
  HDC & Autologous Stem &/or Progenitor Cell Support for Primitive Neuroectodermal Tumors (PNET) & Ependymoma

Description:
High-dose chemotherapy with hematopoietic cell transplantation (HCT) has been investigated as a possible therapy in pediatric patients with brain tumors, particularly in those with high-risk disease. The use of HCT has allowed for a reduction in the dose of radiation needed to treat both average- and high-risk disease with a goal of preserving the quality of life and intellectual functioning.
 
Central Nervous System Embryonal Tumors
Classification of brain tumors is based on both histopathologic characteristics of the tumor and location in the brain. Central nervous system (CNS) embryonal tumors are more common in children and are the most common brain tumor in childhood. Medulloblastomas account for 20% of all childhood CNS tumors.
 
Recurrent childhood CNS embryonal tumor is not uncommon and depending on which type of treatment the patient initially received, autologous HSCT may be an option. For patients who receive high-dose chemotherapy and autologous HSCT for recurrent embryonal tumors, objective response is 50–75%; however, long-term disease control is obtained in fewer than 30% of patients and is primarily seen in patients in first relapse with localized disease at the time of relapse (National Cancer Institute).
 
Ependymoma
Ependymoma is a neuroepithelial tumor that arises from the ependymal lining cell of the ventricles and is, therefore, usually contiguous with the ventricular system. In children, the tumor typically arises intracranially, while in adults, a spinal cord location is more common. Ependymomas have access to the cerebrospinal fluid and may spread throughout the entire neuroaxis. Ependymomas are distinct from ependymoblastomas due to their more mature histologic differentiation.
 
Hematopoietic Cell Transplantation
Hematopoietic cell transplantation is a procedure in which hematopoietic stem cells are intravenously infused to restore bone marrow and immune function in cancer patients who receive bone marrow-toxic doses of cytotoxic drugs with or without whole-body radiotherapy. Hematopoietic stem cells may be obtained from the transplant recipient (autologous HCT) or a donor (allogeneic HCT [allo-HCT]). These cells can be harvested from bone marrow, peripheral blood, or umbilical cord blood shortly after delivery of neonates.
 
Immunologic compatibility between infused hematopoietic stem cells and the recipient is not an issue in autologous HCT.
 
The success of autologous HCT is predicated on the potential of cytotoxic chemotherapy, with or without radiotherapy, to eradicate cancerous cells from the blood and bone marrow. This permits subsequent engraftment and repopulation of the bone marrow with presumably normal hematopoietic stem cells obtained from the patient before undergoing bone marrow ablation. Therefore, autologous HCT is typically performed as consolidation therapy when the patient’s disease is in complete remission. Patients who undergo autologous HCT are also susceptible to chemotherapy-related toxicities and opportunistic infections before engraftment, but not GVHD.
 
Note: Due to their neuroepithelial origin, peripheral neuroblastoma and Ewing’s sarcoma may be considered PNETs. However, these peripheral tumors are considered in separate policies. Policy No. 2000048 addresses high dose chemotherapy and autologous stem-cell transplant for Ewing’s Sarcoma and policy No. 2006003 handles high dose chemotherapy and allogeneic stem-cell transplant for Ewing’s Sarcoma. Policy No. 2001034 addresses high dose chemotherapy and autologous stem-cell transplant for peripheral neuroblastoma and other solid tumors of childhood and Policy No. 2011055 addresses high dose chemotherapy and allogeneic stem-cell transplant for peripheral neuroblastoma and other solid tumors of childhood. Allogeneic stem cell transplant for CNS embryonal tumors and ependymoma is handled in policy No. 2001025.
 
Regulatory Status
The U.S. Food and Drug Administration regulates human cells and tissues intended for implantation, transplantation, or infusion through the Center for Biologics Evaluation and Research, under Code of Federal Regulation (CFR) title 21, parts 1270 and 1271. Hematopoietic stem cells are included in these regulations.

Policy/
Coverage:
Effective November 2020
 
Meets Primary Coverage Criteria Or Is Covered For Contracts Without Primary Coverage Criteria
 
High dose chemotherapy (with or without associated radiotherapy) with autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria that there be scientific evidence of effectiveness for the treatment of recurrent disease, refractory disease, or residual tumor in patients with embryonal tumors* of the central nervous system (CNS).
 
High dose chemotherapy with autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria that there be scientific evidence of effectiveness as consolidation therapy for previously untreated embryonal tumors of the CNS that show partial or complete response to induction chemotherapy, or stable disease after induction therapy.
 
High dose chemotherapy with autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria that there be scientific evidence of effectiveness to treat recurrent embryonal tumors of the CNS.
 
Tandem (2) or sequential (3) autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria that there be scientific evidence of effectiveness to treat embryonal tumors of the CNS.
 
*Embryonal tumors include medulloblastoma, medulloepithelioma, supratentorial PNETs (pineoblastoma, cerebral neuroblastoma, ganglioneuroblastoma), ependymoblastoma, and atypical teratoid/rhabdoid tumor (AT/RT).
 
Does Not Meet Primary Coverage Criteria Or Is Investigational For Contracts Without Primary Coverage Criteria
  
High dose chemotherapy with autologous bone marrow, stem cell, or progenitor cell support does not meet primary coverage criteria that there be scientific evidence of effectiveness to treat ependymoma.
 
For members with contracts without primary coverage criteria, high dose chemotherapy with autologous bone marrow, stem cell, or progenitor cell support  to treat ependymoma is considered investigational. Investigational services are specific contract exclusions in most member benefit certificates of coverage.
 
Tandem autologous bone marrow, stem cell, or progenitor cell support does not meet primary coverage criteria that there be scientific evidence of effectiveness to treat ependymoma
 
For members with contracts without primary coverage criteria, tandem autologous bone marrow, stem cell, or progenitor cell support to treat ependymoma is considered investigational. Investigational services are specific contract exclusions in most member benefit certificates of coverage.
 
Allogeneic transplant after previous high dose chemotherapy with autologous stem cell support does not meet member benefit certificate primary coverage criteria that there be scientific evidence of effectiveness.
 
For members with contracts without primary coverage criteria, allogeneic transplant after previous high dose chemotherapy with autologous stem cell support is considered investigational. Investigational services are specific contract exclusions in most member benefit certificates of coverage.
 
Effective Prior to November 2020
 
Meets Primary Coverage Criteria Or Is Covered For Contracts Without Primary Coverage Criteria
 
High dose chemotherapy (with or without associated radiotherapy) and autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria that there be scientific evidence of effectiveness in improving health outcomes for the treatment of recurrent disease, refractory disease, or residual tumor in patients with medulloblastoma , primitive neuroectodermal tumors (pineoblastoma, cerebral neuroblastoma, ganglioneuroblastoma), ependymoblastoma and atypical teratoid/rhabdoid tumor.
 
Does Not Meet Primary Coverage Criteria Or Is Investigational For Contracts Without Primary Coverage Criteria
  
Tandem transplants, except for neuroblastoma, are not covered based on a specific exclusion in the member benefit contract.
 
Allogeneic transplant after previous high dose chemotherapy with autologous stem cell support does not meet member benefit certificate primary coverage criteria that there be scientific evidence of effectiveness in improving health outcomes .
 
For contracts without primary coverage criteria, allogeneic transplant after previous high dose chemotherapy with autologous stem cell support is considered investigational.  Investigational services are specific contract exclusions in most member benefit certificate of coverage.
 
Effective prior to September 2011
High dose chemotherapy (with or without associated radiotherapy) and autologous bone marrow, stem cell, or progenitor cell support meets primary coverage criteria for effectiveness and is covered for the treatment of recurrent disease, refractory disease, or residual tumor in patients with medulloblastoma and other primitive neuroectodermal tumors (PNETs) (ependymoblastoma, pineoblastoma).
 
Tandem transplants are not covered based on a specific exclusion in the member benefit contract.
 
Allogeneic transplant after previous high dose chemotherapy with autologous stem cell support is not covered based on benefit certificate primary coverage criteria that there be scientific evidence of effectiveness. .
 
For contracts without primary coverage criteria, allogeneic transplant after previous high dose chemotherapy with autologous stem cell support is considered investigational and is not covered.  Investigational services are an exclusion in the member certificate of coverage.
 
High dose chemotherapy with autologous bone marrow, stem cell or progenitor cell support for the treatment of neuroblastoma is addressed in a separate policy.

Rationale:
Primitive Neuroectodermal Tumors (PNETs) of the CNS
Initial therapy of CNS PNETs focuses on neurosurgical resection, plus radiation therapy with or without adjuvant conventional-dose chemotherapy; 60% of children survive 5 years or more with this approach. In patients with residual tumor or recurrent disease, further surgery or radiation therapy usually is not an option, and conventional chemotherapy rarely is successful. Therefore, HDC for CNS PNET has focused primarily on residual or recurrent disease. The most common CNS PNET is medulloblastoma, and thus, most studies focus on this diagnosis.
 
This policy was initially based on a literature search for studies published through 1999. No comparative trials were found. The largest case series included 23 patients with recurrent medulloblastoma treated with high-dose carboplatin, thiotepa, and etoposide.  Seven patients were event-free survivors at a median of 54 months, with overall survival estimated at 46% at 36 months. In contrast, the median survival after recurrent medulloblastoma treated with conventional therapy may be as low as 5 months. HDC was expected to be most effective with minimal disease burden. Thus, Dunkel and colleagues suggested increased surveillance for recurrence, or aggressive surgical debunking at the time of recurrence.  The authors also acknowledged the potential for effects of patient selection bias on their results, since not all patients eligible for the protocol were enrolled.
 
Other CNS PNETs are uncommon and include pinealoblastoma, ependymoblastoma, and central neuroblastoma. There were few data regarding high-dose therapy for these rare tumors, although it was thought that the results with medulloblastoma may be extrapolated to other PNETs.
 
An updated literature search was conducted in May 2002 for studies published since 1999. The only new data were from a study including 53 patients with newly diagnosed medulloblastoma or supratentorial PNETs, 19 of whom had high-risk disease and 34 had average-risk disease.
 
After surgery and radiotherapy, the study used 4 cycles of HDC with cyclophosphamide, cisplatin, and vincristine, followed by autologous stem-cell support. Patients with high-risk disease also received topotecan between surgery and radiotherapy. Early actuarial analysis of outcomes yielded estimates of 94% progression-free survival at 2 years for average-risk patients and 74% for high risk patients.
 
An August 2002 search of the National Cancer Institute (NCI) database on ongoing clinical trials (Physician Data Query [PDQ] database) identified 2 open Phase II trials of HDC plus autologous stem-cell support specifically focused on medulloblastoma or other CNS PNETs. The first uses intensive melphalan and cyclophosphamide for patients with recurrent medulloblastoma (or CNS germ-cell tumors) while the second uses thiotepa plus carboplatin for patients with recurrent medulloblastoma or supratentorial PNETs. The search did not identify any Phase III trials for these patients.
 
Ependymoma
Initial treatment of ependymoma consists of maximal surgical resection followed by radiotherapy. Chemotherapy typically does not play a role in the initial treatment of ependymoma. However, disease relapse is common, typically occurring at the site of origin. Treatment of recurrence is problematic; further surgical resection or radiation therapy is usually not possible. Given the poor response to conventional-dose chemotherapy, HDC has been investigated as a possible salvage therapy. Literature published through 1999 regarding HDC for ependymoma consisted primarily of small case series. For example, Mason and colleagues reported on a case series of 15 patients with recurrent ependymoma.  Five patients died of treatment-related toxicities, 8 died from progressive disease, 1 died of unrelated causes.  After 25 months, 1 patient remains alive, but with tumor recurrence. The authors concluded that their high-dose regimen of thiotepa and etoposide was not an effective treatment of ependymoma. Grill and colleagues similarly reported a disappointing experience in 16 children treated with a thiotepa-based high-dose regimen.
 
An updated search conducted in May 2002 for studies published since 1999 failed to identify any new data on outcomes of HDC with autologous stem-cell support for patients with ependymoma. A search of NCI’s PDQ database in August 2002 did not identify any trials of this therapy specifically focused on ependymoma. However, patients with ependymoma were eligible to participate in 4 trials on patients with a variety of malignant brain tumors.
 
2008 Update
An updated literature search was conducted through April 2008. No reports of clinical trials were found that would alter the policy statement.
 
Patients with ependymoma are eligible to participate in the CHLA-HEAD-START-III trial (noted in the previous section).
 
The 2007/2008 National Comprehensive Cancer Network Guidelines on Central Nervous System Tumors do not address HDC with stem-cell support for ependymoma in the pediatric population.
 
2011 Update
Chintagumpala and colleagues reviewed event-free survival (EFS) of 16 patients with newly diagnosed supratentorial primitive neuroectodermal tumor (sPNET) treated with risk-adapted craniospinal irradiation and subsequent high-dose chemotherapy with autologous hematopoietic stem-cell transplantation (HSCT) between 1996 and 2003 (Chintagumpala. 2009). Eight patients were considered at average risk and 8 were at high risk (defined as the presence of residual tumor larger than 1.5 cm2 or disseminated disease in the neuroaxis). Median age at diagnosis was 7.9 years (range: 3–21 years). Seven patients had pineal PNET. After a median follow-up of 5.4 years, 12 patients were alive. Five-year EFS and overall survival (OS) for the patients with average-risk disease were 75% (+/- 17%) and 88% (+/- 13%), respectively, and for the high-risk patients 60% (+/- 19%) and 58% (+/- 19%), respectively. No treatment-related toxicity deaths were reported. The authors concluded that high-dose chemotherapy with stem-cell support after risk-adapted craniospinal irradiation allows for a reduction in the dose of radiation needed to treat nonmetastatic, average-risk sPNET, without compromising EFS.
 
Fangusaro and colleagues reported outcomes for 43 children with newly diagnosed sPNET treated prospectively on two serial studies (Head Start 1 [HS1] and Head Start 2 [HS2]) between 1991 and 2002 with intensified induction chemotherapy followed by myeloablative chemotherapy and autologous HSCT (Fangusaro, 2008). There were no statistical differences between HS1 and HS2 patient demographics. After maximal surgical resection, patients underwent induction chemotherapy. If, after induction, the disease remained stable or there was partial or complete response, patients underwent myeloablative chemotherapy with autologous HSCT (n=32). Patients with progressive disease at the end of induction were not eligible for consolidation. Five-year EFS and OS were 39% (95% confidence interval [CI]: 24–53%) and 49% (95% CI: 33–62%), respectively. Patients with nonpineal tumors did significantly better than patients with pineal PNETs (2-year and 5-year EFS of 57% vs. 23% and 48% vs. 15%, respectively and 2-year and 5-year OS of 70% vs. 31% and 60% vs. 23%, respectively). Sixty percent of survivors were alive without exposure to radiation therapy.
 
Dhall and colleagues reported outcomes for children younger than 3 years of age at diagnosis of nonmetastatic medulloblastoma, after being treated with 5 cycles of induction chemotherapy and subsequent myeloablative chemotherapy and autologous HSCT (Dhall, 2008). Twenty of 21 children enrolled completed induction chemotherapy, of which 14 had a gross total surgical resection and 13 remained free of disease at the completion of induction chemotherapy. Of 7 patients with residual disease at the beginning of induction, all achieved a complete radiographic response to induction chemotherapy. Of the 20 patients who received consolidation chemotherapy, 18 remained free of disease at the end of consolidation. In patients with gross total tumor resection, 5-year EFS and OS were 64% (+/- 13) and 79% (+/- 11), respectively, and for patients with residual tumor, 29% (+/- 17) and 57% (+/-19), respectively. There were 4 treatment-related deaths. The need for craniospinal irradiation was eliminated in 52% of the patients, and 71% of survivors avoided irradiation completely, with preservation of quality of life and intellectual functioning.
 
Gajjar and colleagues reported the results of risk-adapted craniospinal radiotherapy followed by high-dose chemotherapy and autologous HSCT in 134 children with newly diagnosed medulloblastoma (Gajjar, 2006). After tumor resection, patients were classified as having average-risk disease (n=86), defined as 1.5 cm2 residual tumor and no metastatic disease, or high-risk disease (n=48), defined as greater than 1.5 cm2 residual disease or metastatic disease localized to the neuroaxis. A total of 119 children completed the planned protocol. Five-year OS was 85% (95% CI: 75–94%) among the average-risk cases and 70% (95% CI: 54–84%) in the high-risk patients. Five-year EFS was 83% (95% CI: 73–93%) and 70% (95% CI: 55–85%) for average- and high-risk patients, respectively. No treatment-related deaths were reported.
 
National Cancer Institute (NCI) Clinical Trial Database (PDQ®)
 
  • A Phase III study of radiation therapy and combination chemotherapy followed by autologous stem-cell transplant in patients with newly diagnosed medulloblastoma, supratentorial primitive neuroectodermal tumor, or atypical teratoid rhabdoid tumor (NCT00085202, SJCRH-SJMB03) is currently recruiting patients. The purpose of the study is to compare two different regimens of radiation therapy when given together with chemotherapy and autologous stem-cell transplant. Projected accrual is 342 patients, and estimated date of study completion is April 2016.
  • A Phase III pilot study of induction chemotherapy followed by consolidation myeloablative chemotherapy comprising thiotepa and carboplatin with or without etoposide followed by autologous hematopoietic stem cell rescue in pediatric patients with previously untreated malignant brain tumors (NCT00392886; CHLA-HEAD-START-III) is currently recruiting patients. The study compares two alternative induction regimens prior to myeloablative chemotherapy and stem-cell rescue. Accrual will be 120 patients, with an estimated trial completion date in December 2011.  As of August 2011, this trial is active but not recruiting.
  • A Phase III randomized study of intensive induction chemotherapy comprising vincristine, etoposide, cyclophosphamide, and cisplatin with or without high-dose methotrexate and leucovorin followed by consolidation chemotherapy comprising carboplatin and thiotepa and peripheral blood stem-cell rescue in pediatric patients with newly diagnosed supratentorial primitive neuroectodermal tumors or high-risk medulloblastoma (NCT00336024, COG-ACNS0334) is suspended. The study was intended to compare the response rate of induction therapy with or without methotrexate and leucovorin. Expected enrollment was 96 patients, with an estimated trial completion date of August 2011.
 
Recurrent
Dunkel and colleagues report an expanded series with longer follow-up using autologous HSCT for previously irradiated recurrent medulloblastoma (Dunkel, 2010) (Dunkel, 1998). Twenty-five patients were treated between 1990 and 1999 and consisted of 18 males and 7 females with a median age at diagnosis of 11.5 years (range: 4.2-35.5 years). Median age at the time of HSCT was 13.8 years (range: 7.6-44.7 years). All patients had previously received postoperative external beam radiation with (n=15) or without (n=10) chemotherapy. The median time from diagnosis to disease relapse or progression was 29.8 months (range 5.3-114.7 months). Stage at the time of relapse was M0 n=6, M1 n=1, M2 n=8, M3 n=10 (M0=no evidence of subarachnoid or hematogenous metastasis, M1=tumor cells found in cerebrospinal fluid, M2=intracranial tumor beyond primary site, M3=gross nodular seeding in spinal subarachnoid space). High-dose chemotherapy prior to HSCT consisted of carboplatin, thiotepa, and etoposide. Treatment-related mortality was 12% within 30 days of transplant. Tumor recurred in 16 patients at a median of 8.5 months after HSCT (range: 2.3-58.5 months). Median overall survival (OS) was 26.8 months (95% CI: 11.9-51.1 months) and event-free survival (EFS) and OS at 10 years post-HSCT was 24% for both (95% CI: 9.8-41.7%). The authors concluded that this retrieval strategy provides long-term EFS for some patients with previously irradiated recurrent medulloblastoma.
 
In the earlier publication, Dunkel and colleagues reported the outcomes of 23 patients with recurrent medulloblastoma treated with high-dose carboplatin, thiotepa, and etoposide (Dunkel, 1998) Seven patients were event-free survivors at a median of 54 months, with OS estimated at 46% at 36 months. HSCT was expected to be most effective with minimal disease burden. Thus, Dunkel and colleagues suggested increased surveillance for recurrence or aggressive surgical debulking at the time of recurrence. The authors also acknowledged the potential for effects of patient selection bias on their results, since not all patients eligible for the protocol were enrolled.
 
Grodman et al. reported outcomes of 8 patients with relapsed medulloblastoma with metastasis (n=7) and relapsed germinoma (n=1) who received dose-intensive chemotherapy with autologous HSCT (Grodman, 2009). Mean age was 12.9 years (range: 5–27.8 years). Mean survival post-transplant was 4.8 years (range: 8–160+ months). The 2-year and 5-year OS rates were 75% and 50%, respectively.
 
Gill and colleagues reported outcomes for 23 adult patients (18 years or older) treated for recurrent embryonal CNS tumors between 1976 and 2004, comparing high-dose chemotherapy with autologous HSCT (n=10) with an historic control group of patients treated with conventional-dose chemotherapy (n=13) (Gill, 2008). In the HSCT group, 6 patients received tandem autologous transplants. Autologous HSCT was associated with increased survival (p=0.044) and a longer time to disease progression (TTP) (p=0.028). Median TTP for the conventional versus HSCT group was 0.58 years and 1.25 years, respectively. Median survival was 2.00 years and 3.47 years, respectively. There were no long-term survivors in the conventional chemotherapy group. With a median follow-up of 2.9 years, 5 of the HSCT patients were alive, 4 without disease progression. In a comparison of outcomes between the patients who received a single versus tandem transplant, there was improvement in TTP favoring tandem transplant (p=0.046), but no difference in survival was observed (p=0.132).
 
Ependymoma
The literature search did not reveal any new evidence that would prompt a change in the coverage statement in regards to treatment of ependymoma.
 
In summary, data from single-arm studies using autologous HSCT to treat newly diagnosed CNS embryonal tumors have shown an improved survival benefit (both event-free and overall), particularly in patients with disease that is considered high-risk. In addition, the use of autologous HSCT has allowed for a reduction in the dose of radiation needed to treat both average and high-risk disease, with preservation of quality of life and intellectual functioning, without compromising survival.  The coverage statement will be revised to include treatment of previously untreated embryonal tumors of the central nervous system.
 
2013 Update
A literature search was conducted using the MEDLINE database through September 2013.  No new information was identified that would prompt a change in the coverage statement. The following is a summary of the key identified literature.
 
Lee and colleagues retrospectively reviewed the medical records of 13 patients diagnosed with atypical teratoid/rhabdoid tumor (AT/RT) who were treated at their institute at Seoul National Children’s University Hospital (Korea) (Lee, 2012). The median age was 12 months (range: 3–67 months), and 7 patients were younger than 1-year old at the time of diagnosis. Three patients (23%) underwent high-dose chemotherapy and autologous HSCT. The authors assessed the impact on OS in these 3 patients, as compared to the remaining 10 patients undergoing other chemotherapy regimens. No statistical difference in OS was observed between these 2 groups (p=0.36); however, the median survival was reported to be higher in the HSCT group (15 months) compared to the non-HSCT group (9 months) (Lee, 2012).
 
Raghuram and colleagues performed a systematic review of the literature regarding the outcome of patients with relapsed sPNET treated with high-dose chemotherapy and autologous HSCT (Raghuram, 2012). Eleven observational studies published before 2010 met their inclusion criteria; 4 of these were prospective case-series. The 11 studies consisted of 46 patients diagnosed with relapsed sPNET or pineoblastoma who received autologous HSCT for treatment of relapse. Of those, 15 patients were children younger than 3 years of age, and 15 were pineoblastomas. With a median follow-up of 40 months (range 3-123 months) 15 patients were reported alive. Thirteen patients (of 15 survivors) did not receive craniospinal irradiation. The 12-month OS rate of the cohort was 44.2 ± 7.5 months. Twelve-month OS for children younger than 36 months was 66.7 ± 12.2 months, while for older children, 12-month OS was 27.8 ± 10.6 (p=0.003). Twelve-month OS was 20.0 ± 10.3 for those patients with pineoblastoma versus 54.6 ± 9.0 for those with non-pineal sPNETs (p<0.001). Cox regression analysis revealed pineal location as the only independent adverse prognostic factor (Raghuram, 2012). Based on these pooled results, high-dose chemotherapy with HSCT might lead to survival primarily in younger children with relapsed sPNET, even in the absence of concomitant use of radiotherapy, whereas the outcome in older children and/or in a pineal location is poor with this modality.
 
Park and colleagues reported the results of tandem double high-dose chemotherapy with autologous HSCT in 6 children younger than 3 years of age with newly diagnosed AT/RT (Park, 2012). No treatment-related death occurred during the tandem procedure, and 5 (of 6) patients were alive at a median follow-up of 13 months (range 7-64) from first HSCT. Although 3 patients remained progression-free after tandem HSCT, the effectiveness of this modality is unclear, because all survivors received radiotherapy, as well as tandem HSCT (Park, 2012).
 
Sung and colleagues reported the results of tandem double high-dose chemotherapy with autologous HSCT in 5 children younger than 3 years of age with newly diagnosed anaplastic ependymoma (Sung, 2012).  All patients were alive at median follow-up of 45 months (range 31–62) from diagnosis, although tumor progressed at the primary site in one patient. No significant endocrine dysfunction occurred except for hypothyroidism in one patient, and one patient had significant neurologic injury from primary surgical treatment (Sung, 2012). The results of this very small case series indicate that treatment with tandem HSCT is feasible in very young children with anaplastic ependymoma and that this strategy might also be a possible option to improve survival in these patients without unacceptable long-term toxicity. Further studies with larger patient cohorts are needed to confirm these results.
  
2014 Update
A literature search conducted through October 2013 did not reveal any new information that would prompt a change in the coverage statement. The key identified literature is summarized below.
 
In 2013, Sung et al. reported the results of reduced-dose craniospinal radiotherapy followed by tandem double high-dose chemotherapy with autologous HSCT in 20 children older than 3 years of age with high-risk medulloblastoma; (17) with metastatic disease and (3) having a postoperative residual tumor >1.5 cm 2 without metastasis) ( Sung, 2013). The tumor relapsed/progressed in 4 patients, and 2 patients died of toxicity during the second transplant. Fourteen (70%) patients remained event-free at a median follow-up of 46 months (range, 23-82 months) from diagnosis. Late adverse effects evaluated at a median of 36 months (range, 12-68 months) after tandem HSCT included hypothyroidism, growth hormone deficiency, sex hormone deficiency, hearing loss, and renal tubulopathy (Sung, 2013).
 
In 2013, Friedrich et al. reported the results of double tandem high-dose chemotherapy with autologous HSCT in 3 children younger than 4 years of age with metastatic sPNET ( Friedrich, 2013). These patients also received preventive craniospinal radiotherapy; they had residual disease before HSCT, but no evidence of disease after transplant (survival ranging from 2 to 10 years) (Friedrich, 2013).
 
Recurrent childhood CNS embryonal tumor is not uncommon, and depending on which type of treatment the patient initially received, autologous HSCT may be an option. For patients who receive high-dose chemotherapy and autologous HSCT for recurrent embryonal tumors, objective response is 50 to 75%; however, long-term disease control is obtained in fewer than 30% of patients and is primarily seen in patients in first relapse with localized disease at the time of relapse (PDQ®, 2013).
 
National Comprehensive Cancer Network (NCCN) Practice Guidelines 2013 NCCN guidelines on treating CNS tumors do not address the use of autologous HSCT in treating ependymomas. For medulloblastoma and supratentorial PNET, autologous HSCT for recurrent disease with maximum safe resection is a category 2A recommendation (NCCN, 2013).
 
2014 Update
 
A literature search conducted through October 2014 did not reveal any new information that would prompt a change in the coverage statement. The key identified literature is summarized below.
 
Supratentorial Primitive Neuroectodermal Tumor
Massimino et al reported outcomes for 28 consecutive patients with non-cerebellar PNET treated from 2000 to 2011 with a high-dose drug schedule (methotrexate, etoposide, cyclophosphamide, and carboplatin with or without vincristine) with autologous stem cell rescue, followed by one of two radiation treatment options (Massimino, 2013).  For the first 15 patients, high-dose chemotherapy and stem cell rescue was followed by hyperfractionated accelerated craniospinal irradiation (CSI) with two high-dose thiotepa courses following CSI (for the 1st 15 patients); for subsequent cases, CSI was replaced with focal radiotherapy for patients whose tumors were non-metastatic and not progressing during induction chemotherapy. Three- and 5-year PFS rates were 69 ± 9% and 62 ± 10%, respectively; 3- and 5-year event-free survival (EFS) rates were 59±10% and 53±10%, respectively; and 3- and 5-year OS rates were 73±9% and 52± 11%, respectively. Eleven children died at a median of 32 months after their diagnosis (range 5–49 months), eight due to their tumor, one due to multiorgan failure after the first myeloablative treatment, and two due to acute myeloid leukemia and myelodysplastic syndrome which developed 23 and 34 months after their primary diagnosis. For the 25 patients who were able to tolerate the entire schedule, including at least 1 myeloablative course, the 5-year PFS and OS rates were 67±11% and 61±11%, respectively. Five-year PFS did not differ for patients with pineal tumors versus those with non-pineal tumors (5-year PFS 83±15% vs 54±12%, respectively; P=nonsignificant).
Lester et al conducted a retrospective review of 26 patients (11 children and 15 adults) with CNS PNET to evaluate clinical outcomes and prognostic factors (Lester, 2013).Overall, 5-year disease-free survival (DFS) was 78% for pediatric patients and 22% for adult patients (P=0.004); 4-year OS was 67% for pediatric patients and 33% for adult patients (P=0.07). More pediatric patients were treated with high-dose chemotherapy with stem cell transplant than adult patients (82% vs 27%). In unadjusted analysis, compared with standard chemotherapy, treatment with high dose chemotherapy with stem cell transplant was associated with improved OS (HR 0.3; 95% CI 0.1 to 1.0; P=0.05).
 
Medulloblastoma
Bergthold et al reported outcomes for 19 young (age <5 years) children with classical or incompletely-resected medulloblastoma treated with high-dose busulfan-thiotepa with autologous stem cell transplant, followed by posterior fossa irradiation (Bergthold, 2014). Subjects were treated at a single center from 1994 to 2010. On pathology, 14 patients had classic medulloblastoma, while 3 had desmoplastic/nodular medulloblastoma and 1 had medulloblastoma with extensive nodularity. The median follow-up was 40.5 months (range, 14.5–191.2 months). At 3 and 5 years, EFS and OS were 68% (95% CI 45 to 84%) and 84% (95% CI 61 to 94%), respectively. Treatment failures occurred in six children at a median time of 13 months (range, 5.8–30.7 months) after HSCT. The authors conclude that high OS is possible with focal brain irradiation in the setting of HSCT for medulloblastoma.
 
Relapsed Medulloblastoma
Kostaras et al conducted a systematic review of therapies for adults with relapsed medulloblastoma, including high-dose chemotherapy with stem cell transplant (Kostaras, 2013). The authors identified 13 publications including 66 adult patients treated with stem cell transplant for recurrent/relapsed medulloblastoma. Limitations to the available studies include the fact that all are small case series, case reports, or retrospective reviews. The single study with a comparison group identified in the review, which included 10 patients treated with stem cell transplant, reported that patients with medulloblastoma treated with high-dose chemotherapy with stem cell transplant at recurrence had improved OS compared with historical controls treated with conventional chemotherapy at recurrence (OS 3.47 years vs 2 years; P=0.04). The authors conclude, “Although the data are limited, the collective published evidence for this treatment modality suggests a role for HDCT [high dose chemotherapy] plus stem cell transplantation in the management of well-selected adult patients with recurrent medulloblastoma.”
 
Relapsed Embryonal Tumors – Multiple Types
Bode et al reported results the intensive-chemotherapy treatment arm of a nonrandomized stratified protocol for the treatment of relapsed cerebral PNET, in which patients could receive intensive chemotherapy, potentially high-dose, or oral chemotherapy (Bode, 2014). The intensive-chemotherapy arm included 72 patients, 59 who had disseminated disease. Patients received 2 courses of carboplatin and etoposide; those who had complete or partial remission on MRI received two more cycles of carboplatin and etoposide followed by high-dose chemotherapy with carboplatin, etoposide, and thiotepa, with stem cell rescue. For the cohort of 72 patients, median PFS and OS were 11.6 months (95% CI 10.1 to 13.1 months) and 21.1 months (95% CI 15.7 to 26.5 months) months, respectively. Compared with patients with non-medulloblastoma PNETS, patients with medulloblastoma had longer PFS (12.6 months vs 3.1 months; P=0.004), but not significantly different OS (22.6 months vs 12.3 months; P=0.1). Twenty-four patients received high-dose chemotherapy following complete/partial remission on induction therapy, along with 3 patients with stable disease; for those patients, the median PFS and OS were 8.4 months (95% CI 7.7 to 9.1 months) and 20.2 months (95% CI 11.7 to 28.8 months), respectively. Twenty-two patients who had good response to standard chemotherapy and received high-dose chemotherapy with stem cell support were compared with 12 patients who had good response to standard chemotherapy but did not receive subsequent high-dose chemotherapy. Median PFS and OS did not significantly differ between those who did and did not received high-dose chemotherapy.
 
Kim et al reported outcomes for 13 patients with refractory or relapsed medulloblastoma or PNET treated with combination high dose chemotherapy (irinotecan, vincristine, cisplatin, cyclophosphamide, and etoposide), with an objective tumor response rate of 38.5% (Kim, 2013). However, while the authors note that patients could concurrently receive radiotherapy, surgery, and/or high-dose chemotherapy and stem cell rescue, it is not specified how many patients received stem cell support, making it difficult to determine the benefit from specific intervention components.
 
Tandem Transplant for CNS Embryonal Tumors
In 2014, Dufour et al reported outcomes for patients with newly-diagnosed high-risk medulloblastoma and supratentorial PNET treated with tandem high-dose chemotherapy with autologous stem cell support followed by conventional craniospinal radiotherapy (Dufour, 2014). Twenty-four children over the age of 5 were treated from 2001 to 2010, 21 with newly-diagnosed high-risk medulloblastoma (disseminated medulloblastoma or medulloblastoma with residual tumor volume >1.5 cm2 or MYCN amplification) and 3 with sPNET. Patients received 2 courses of conventional chemotherapy with carboplatin/etoposide, followed by 2 courses of high-dose thiotepa followed by stem cell rescue and craniospinal radiotherapy. Twenty-three patients received 2 courses of high-dose chemotherapy, while one patient received only 1 course of high-dose thiotepa due to seizures. Median follow up was 4.4 years (range 0.8 to 11.3 years). Three-year EFS and OS were 79% (95% CI 59 to 91%) and 82% (95% CI 62 to 93%), respectively, while five-year EFS and OS were 65% (95% CI 45 to 81%) and 74% (95% CI 51 to 89%), respectively.
 
Ongoing and Unpublished Clinical Trials
A search of the online database ClinicalTrials.gov in October 2014 identified several ongoing trials of stem cell transplant for CNS embryonal tumors or ependymoma.
 
Tandem High Dose Chemotherapy and Autologous Stem Cell Rescue for High Risk Pediatric Brain Tumors (NCT01342237) – This is a nonrandomized, phase II trial to evaluate tandem high
dose chemotherapy with topotecan and melphalan followed by autologous stem cell transplant in pediatric patients with high risk central nervous system tumors, including Newly diagnosed medulloblastoma, CNS PNET, ATRT, choroid plexus carcinoma, pineoblastoma with residual tumor over 1.5cm2 after operation or with leptomeningeal seeding at diagnosis, all high grade malignant brain tumors in patients under age 3, and recurrent embryonal brain tumors and CNS germ cell tumors. Enrollment is planned for 33 subjects; the estimated study completion date was February 2014.
 
Combination Chemotherapy, Radiation Therapy, and an Autologous Peripheral Blood Stem Cell Transplant in Treating Young Patients With Atypical Teratoid/Rhabdoid Tumor of the Central Nervous System (NCT00653068) – This is a nonrandomized, phase 3 trial to evaluate event-free and overall survival rates for children with AT/RT treated with surgery, high-dose chemotherapy combined with HSCT, and radiation therapy. Enrollment is planned for 70 subjects; the estimated study completion date is April 2015.
 
Treatment of Patients With Newly Diagnosed Medulloblastoma, Supratentorial Primitive Neuroectodermal Tumor, or Atypical Teratoid Rhabdoid Tumor (NCT00085202) – This is a nonrandomized, phase 3 trial to compare two different radiation therapy regimens given together with chemotherapy and autologous stem cell transplant in the treatment of pediatric patients with histologically-confirmed medulloblastoma, sPNET, or AT/RT. Enrollment is planned for 416 subjects; the estimated final study completion date is September 2018.
 
Combination Chemotherapy With or Without Etoposide Followed By an Autologous Stem Cell Transplant in Treating Young Patients With Previously Untreated Malignant Brain Tumors (NCT00392886) –
This is a nonrandomized, phase 3 trial to compare two alternative induction chemotherapy regimens (with or without etoposide) followed by autologous stem cell transplant for the treatment of multiple types of brain tumor, including posterior fossa medulloblastoma or PNET, primary CNS AT/RT, and ependymoma. Enrollment is planned for 120 subjects; the estimated study completion date was December 2010. The study listing has not been verified since October 2010.
 
Combination Chemotherapy Followed By Peripheral Stem Cell Transplant in Treating Young Patients With Newly Diagnosed Supratentorial Primitive Neuroectodermal Tumors or High-Risk Medulloblastoma (NCT00336024) – This is a randomized, phase 3 trial to compare 2 alternative induction chemotherapy regimens (with or without methotrexate) followed by autologous stem cell transplant for the treatment of newly diagnosed sPNET or high-risk medulloblastoma. Enrollment is planned for 96 subjects; the estimated study completion date is September 2018.
 
2016 Update
A literature search conducted through October 2016 did not reveal any new information that would prompt a change in the coverage statement. The key identified literature is summarized below.
 
Central Nervous System Embryonal Tumors
Standard therapy for CNS embryonal tumors often involves craniospinal irradiation, in addition to surgical resection and chemotherapy. In pediatric patients, craniospinal irradiation is associated with impairments in neurodevelopmental outcomes, with risks increasing in younger age groups, particularly in those under the age of 3. A focus of research in pediatric CNS tumor treatments has been finding methods to reduce radiation exposure to the developing brain without conferring unacceptably high recurrence risks. Therefore, a relevant outcome in evaluating hematopoietic stem cell transplant (HSCT) for CNS embryonal tumors is whether the use of HSCT allows radiation dose reduction.
 
Newly Diagnosed Central Nervous System Embryonal Tumors
The evidence describing outcomes after HSCT for newly-diagnosed CNS embryonal tumors consists of relatively small case series, some of which enrolled patients prospectively. While most studies report outcomes for specific tumor types, a number include multiple tumor types.
 
In one study that grouped CNS embryonal tumors, Odagiri and colleagues reported outcomes for 24 patients treated for various CNS embryonal tumors on the basis of high- or average-risk prognosis. (Odagiri, 2014). Among all patients included, 16, 4, 3, and 1, respectively, had medulloblastoma, PNET, atypical teratoid/rhabdoid tumor (ATRT), and pineoblastoma. Nine patients were considered “average risk” based on the presence of all of the following: age 3 years or older at diagnosis, nonmetastatic disease, and had undergone gross total resection; the remaining 16 patients were considered “high risk.” High risk patients received HSCT, in addition to craniospinal irradiation and chemotherapy. Craniospinal irradiation for the high risk group was in the same doses as for the average risk group for patients with nonmetastatic disease (23.4 Gy for those 5 years and older and 18 Gy for those under 5 years, with a boost of 54 Gy for all ages), with higher doses for those with metastatic disease (30-36 Gy, with a boost of %4 Gy). In the average risk group (n = 9), the 5-year progression free survival (PFS) and overall survival (OS) rates were 71.1% and 88.9%, respectively. In the high risk group (n=15), the 5-year PFS and OS rates were 66.7% and 71.1%, respectively. Survival rates did not differ significantly between the average and high risk groups.
 
Alsultan and colleagues retrospectively reviewed outcomes for 10 children under the age of three treated with HSCT, with or without craniospinal irradiation, for CNS embryonal tumors (Alsultan, 2015). Of the 10 patients, 5 had medulloblastoma, 1 had AT/RT, 1 had an embryonal tumor with abundant neuropil and true rosettes, and 1 had pineoblastoma; all underwent subtotal resection and induction chemotherapy. Five patients received radiation therapy, along with the patient with AT/RT who received radiation therapy as salvage therapy. The PFS was 50% (95% confidence interval [CI] 18% to 75%) at 1 year and at 2 years with a median follow-up of 24 months. All patients with medulloblastoma were alive and without evidence of disease at last follow up, including 2 with metastatic medulloblastoma who did not received craniospinal irradiation.
 
Supratentorial Primitive Neuroectodermal Tumor
In a study including 26 adult and pediatric patients with sPNET treated with a variety of modalities, Lester and colleagues evaluated factors prognostic for OS and disease-free survival (DFS), including treatment with HSCT (Lester, 2014). Compared with treatment with standard chemotherapy, HSCT was associated with a nonsignificant tendency toward improved DFS (hazard ratio [HR] 0.4, 95% CI 0.1 to 1.0, P=0.07) and improved OS (HR 0.3, 95% CI 0.1 to 1.0, P=0.05). However, these results are confounded by higher rates of HSCT use in children, who had better OS and DFS overall.
 
Clinical Trials
A search of the clinica trials database did not reveal any new or additional clinical trials other than previously identified.
 
2017 Update
A literature search conducted through October 2017 did not reveal any new information that would prompt a change in the coverage statement.  The key identified literature is summarized below.
 
Relapsed Embryonal Tumors:
Egan and colleagues reported outcomes from a phase I study of temozolomide in combination with thiotepa and carboplatin with autologous HCT in patients with recurrent malignant brain tumors (Egan, 2016). Temozolomide was administered followed by thiotepa and carboplatin and then autologous HCT. The study enrolled 27 patients ages 3 to 46 years with high-grade glioma (n=12), medulloblastoma/PNET (n=9), CNS germ cell tumor (n=4), ependymoma (n=1), and spinal cord PNET (n=1). Fourteen (52%) patients survived longer than 24 months. After 10 years, 3 patients were alive.
 
CNS Embryonal Tumors Treated With Tandem Transplant
Sung and colleagues reported prospective follow-up of 13 children with atypical teratoid rhabdoid tumors who received tandem HDC and autologous HCT (Sung, 2016). Five of the children were less than 3 years old; the remaining 8 were 3 years or older. Tandem HDC/auto-HCT was administered after 6 cycles of induction chemotherapy with deferred radiotherapy until age 3 unless the tumor showed relapse or progression in the younger children. Reduced-dose radiotherapy was administered either after 2 cycles of induction chemotherapy or after surgery with tandem HDC/auto-HCT after 6 cycles of induction chemotherapy in the older children. All 5 younger children died from disease progression. Four of the 8 older children remained progression-free with median follow-up of 64 months.
 
2018 Update
A literature search was conducted through October 2018.  There was no new information identified that would prompt a change in the coverage statement.  The key identified literature is summarized below.
 
American Society for Blood and Marrow Transplantation
The American Society for Blood and Marrow Transplantation published consensus guidelines on the use of HCT to treat specific conditions, in both clinical trial and clinical practice settings (ASBMT, 2015). Per this review, clinical evidence is available to support autologous HCT in pediatric patients (<18 years) with medulloblastoma.  Stem cell transplantation is not generally recommended using allogeneic HCT for medulloblastomas.  The guidelines did not address HCT in treating ependymomas.
 
2019 Update
Annual policy review completed with a literature search using the MEDLINE database through October 2019. No new literature was identified that would prompt a change in the coverage statement.
 
2020 Update
Annual policy review completed with a literature search using the MEDLINE database through October
2020. No new literature was identified.
 
2021 Update
Annual policy review completed with a literature search using the MEDLINE database through October 2021. No new literature was identified that would prompt a change in the coverage statement.
 
2022 Update
Annual policy review completed with a literature search using the MEDLINE database through October 2022. No new literature was identified that would prompt a change in the coverage statement. The key identified literature is summarized below.
 
Dufour et al reported on outcomes for children 5 years and older with newly diagnosed high-risk medulloblastoma treated with high-dose chemotherapy plus autologous HCT, followed by conventional CSI from an open-label, multicenter, single-arm study (Dufour, 2021). Medulloblastoma was considered high-risk in the presence of metastatic disease, greater than 1.5 cm2 residual disease, if unfavorable histopathology was present, or MYCN or MYC genes were amplified. Fifty-one patients (median age at diagnosis, 8 years; range 5 to 19 years) were included in the study. All children received postoperative induction chemotherapy (etoposide and carboplatin), followed by 2 high-dose thiotepa courses with autologous HCT. The median time between diagnosis and onset of radiation therapy was 146 days (range, 117 to 210 days) and in 16 (34%) out of 47 patients, this delay was greater than 150 days. Median follow-up was 7.1 years (range, 3.4 to 9.0 years). At 3 years, PFS and OS rates were 78% (95% CI, 65% to 88%) and 84% (95% CI, 72% to 92%), respectively. At 5 years, PFS and OS rates were 76% (95% CI, 63% to 86%) and 76% (95% CI, 63% to 86%), respectively. No treatment-related deaths were reported. The authors concluded that the treatment regimen of high-dose chemotherapy plus autologous HCT and conventional CSI resulted in a high survival rate in children with newly diagnosed high-risk medulloblastoma.
 
Reddy et al studied the impact of high-dose chemotherapy with autologous HCT and early radiation therapy in patients with atypical teratoid or rhabdoid tumors in a nonrandomized cohort study (Reddy, 2020). After surgery, the study regimen consisted of 2 courses of multiagent chemotherapy, followed by 3 courses of high-dose chemotherapy with autologous HCT and radiation therapy. Patients who were younger than 36 months of age (n=54) were included in primary analysis and compared with a historical cohort who received a different combination of multiagent chemotherapy followed by radiation therapy, but no HCT support (Reddy, 2020; Geyer, 2005). Median follow-up time was 4.7 years (95% CI, 4.2 to 5.3 years) (Reddy, 2020). Treatment with the study regimen significantly reduced the risk of EFS events in patients younger than 36 months compared with the historical cohort (HR, 0.43; 95% CI, 0.28 to 0.66; p<.0005). Four-year EFS and OS for the entire cohort of patients (N=65), including patients older than 36 months, were 37% (95% CI, 25% to 49%) and 43% (95% CI, 31% to 55%), respectively. Treatment-related deaths occurred in 4 patients.
 
In 2015, the American Society for Blood and Marrow Transplantation (now referred to as the American Society for Transplantation and Cellular Therapy) published consensus guidelines on the use of HCT to treat specific conditions, in both clinical trial and clinical practice settings (Majhail, 2015). These guidelines were updated in 2020 (Kanate, 2020). Neither the 2015 nor the 2020 guidelines address HCT in treatment of ependymomas. The tumors addressed in this review for which the Society has provided recommendations are listed below.
 
Recommendations for Use of Autologous Hematopoietic Cell Transplantation in Pediatric patients (<18 years):
Neuroblastoma, high-risk or relapse
    • 2015 Recommendation: Standard of Care
    • 2020 Recommendation Standard of care; tandem autologous HCT recommended over single transplant
Medulloblastoma, high-risk
    • 2015 Recommendation: Standard of care, clinical evidence available
    • 2020 Recommendation: Standard of care, clinical evidence available
Other malignant brain tumors
    • 2015 Recommendation: Standard of care, clinical evidence available
    • 2020 Recommendation: Standard of care, clinical evidence available
 
2023 Update
Annual policy review completed with a literature search using the MEDLINE database through October 2023. No new literature was identified that would prompt a change in the coverage statement. The key identified literature is summarized below.
 
Zhang et al compared the efficacy of HDC and autologous HCT combination (group A) to conventional chemotherapy (group B) after postoperative radiotherapy in patients with newly diagnosed medulloblastoma through a meta-analysis of 22 retrospective, single-arm clinical studies (Zhang, 2022). Of the 22 studies included, 416 patients comprised group A and 2331 patients were in group B. There was no difference in clinical benefit rate between the 2 groups (80% vs. 71.5%; p=.262). The 3- and 5-year PFS rates of HDC and HCT (group A) were significantly better than conventional chemotherapy (group B) (3-year PFS, 79% vs. 69.5%; p=.004; 5-year PFS, 83.6% vs. 75.6%; p=.004). There was no difference between 3- and 5-year OS between the 2 groups. In terms of adverse events, the gastrointestinal toxicity with HDC and HCT was significantly higher than with conventional chemotherapy (p=.016) and the level 3/4 ototoxicity in high-risk group A (HDC and HCT) was higher than in group B (p=.001).
 
2024 Update
Annual policy review completed with a literature search using the MEDLINE database through January 2024. No new literature was identified that would prompt a change in the coverage statement.

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